FundSvcs Community

 View Only
  • 1.  Board Designated Reserves

    Posted 11-30-2022 06:02 AM
    I would be curious to hear/read from others who have Board Designated Reserves (BDR) (or similar unrestricted reserves/funds) and a policy or practice where the BDR functions like endowment. According to our current finance/investment committee policy, we invest our Board Designated Reserves similarly to our permanently restricted endowment without the restrictions of course. We calculate an annual growth/loss of the principle (amount held in reserve or BDR) and an endowment income (typically 4.5%) that helps fund our operating budget in a given year. We have a relatively new member of our finance committee with experience in finance and in other schools/orgs who is having trouble understanding this (their words). They can't seem to get over what they perceive as using "savings" to generate revenue that offsets the operating budget. There seems to be a lack of understanding of common practice in schools, colleges and universities and a misperception that somehow the "revenue is being counted twice." Any specific examples of what your school/org does and/or general best practice resources that I can reference or share are appreciated!

    ------------------------------
    Jeff Day
    Director of Development
    The Haverford School
    jday@HAVERFORD.ORG
    ------------------------------


  • 2.  RE: Board Designated Reserves

    Posted 11-30-2022 07:30 AM
    This is quite the common practice, Jeff.  Many institutions establish quasi-endowments that do precisely as you describe.

    By definition, a quasi-endowment is established by your governing board, typically funded in one of two ways:
    1. Excess operating funds or revenue
    2. Undesignated bequests
    I always advise having two quasis for the two different funding sources.

    For the first type, the board must establish the fund and approve the additions as funds become available.

    For the second, a board-approved policy usually places undesignated bequests above a certain amount into the quasi.

    Investments for the quasis are often the same as permanent endowments - but do not have restrictions on invading the principal.

    The board can specify where the annual distributions go when establishing the endowments.  That could be to the general operating account, but it doesn't have to be that way.  And both quasis could have different purposes.  At Duke, our undesignated bequest endowment spun funds into a strategic initiatives fund where the President had discretion over the use - but only if that use was toward a strategic initiative outlined in our strategic plan.  Of course, the board can change the fund's purpose at any time.

    There are dozens of web resources explaining the definition and purpose of quasi-endowment.  You can also search for the policies of other institutions.  My first search brought up policies from Princeton, Indiana, UCI, and SUNY.  But this article might help your board member:


    BTW, you never "count" the annual revenue from these funds in fundraising totals as those represent investment gains.  But from an accounting perspective, you can record the revenue as an investment gain, miscellaneous income, or whatever your CFO says is the right term!

    John

    John H. Taylor
    Principal
    John H. Taylor Consulting, LLC
    2604 Sevier St.
    Durham, NC   27705
    919.816.5903 (cell/text)

    Serving the Advancement Community Since 1987






  • 3.  RE: Board Designated Reserves

    Posted 11-30-2022 11:42 AM
    Thank you, John!

    ------------------------------
    Jeff Day
    Director of Development
    The Haverford School
    jday@HAVERFORD.ORG
    ------------------------------